EPSTEIN
page 12 / 310 . OCR, unverified
Signature Required
Account Number
12,348.56
111616
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In a small percentage of these cases, Compliance must contact the Wealth Advisor for additional information about the
transaction(s) in order to conclude the research process. Your response is required for the Bank to comply with federal
guidelines for concluding the research of these matters in a timely fashion. Your complete response must be received
within 7 business days.
To the best of your ability, please provide details regarding the item(s) below:
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION
1. Who is the ultimate originator of these funds (i.e. if this is investment income, please give the name of the
investment that the funds originate)?
Outgoing:
11/23/2016, 525,000,000.00, AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK
OF AMERICA, N.A., NY
11/23/2016. $6,000,000.00, LOB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA,
N.A.. NY
1. What is the purpose of the Outgoing Transfer?
2. What is the relationship between Beneficiary and Client?
3. Please provide the source of wealth for these entities.
Thank you in advance for your prompt attention to this matter.
Best Regards/Mit freundlichen Griillen.
PWM AML Compliance
Deutsche Bank
Wall St., 23 Floor
New York. NY 10005 - 2836
PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR
THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW
IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY.
Do not forward this e-mail or any attachment directly to the client.
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Darlene Zong, CFA
Key Client Partners I Deutsche Bank Securities, Inc
345 Park Avenue, 26th Floor, New York, NY, 10154
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Kind regards,
Cynthia Rodriguez
<image00I png>
Cynthia Rodriguez
Assistant Vice President
Deutsche Bark Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Fax
Ema
This Communication may contain confidential and/or privileged
information. If you are not the intended recipient (or have received this
communication in error) please notify the sender immediately and destroy
this communication. Any unauthorized copying, disclosure or distribution
of the material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information. If you are
not the intended recipient (or have received this communication in error) please notify
the sender immediately and destroy this communication. Any unauthorized copying,
disclosure or distribution of the material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information contained in
this communication should not be regarded as such.
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DB-SDNY-0062566
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From:
Sent:
3/7/2017 2:01:11 AM
To.
Subject:
RM0082289 Daily Deposit Report 20170307
RM CODE
82289
03/06/17
LARGE, ZERO AND NEGATIVE BALANCES
ACCT 0
NAME
CAT
BALANCE
OD AMOUNT
JEFFREY EPSTEIN
1,895,470.07
TODD R. WANEK AND KAREN A. WANEK
D
.00
NEPTUNE, LLC
D
136,214.80
HYPERION AIR, LLC
D
101,625.36
JEGE, INC
D
963,885.55
JEGE, LLC
D
347,984.29
DARREN K. INDYKE PLLC
D
522,291.00
HBRK ASSOCIATES, INC
D
362,007.01
NES, LLC
D
443,779.18
ZORRO DEVELOPMENT CORP.
D
.00
GRATITUDE AMERICA, LTD
358,609.19
PRYTANEE, LLC
D
813,803.56
THE HAZE TRUST
D
.00
SSW 2007 LLC
D
.00
KWF 2007 LLC
D
.00
CRW 2007 LLC
D
.00
GEW 2007 LLC
.00
SHARI WAGNER 2014 GRAT
D
.00
KATI FORSYTHE 2014 GRAT
D
.00
SOUTHERN TRUST COMPANY, INC.
M
2,110,339.13
GRATITUDE AMERICA, LTD
M
1,038,433.90
GEW 2007 LLC
M
2,000,278.30
CRW 2007 LLC
M
1,000,122.32
THE HAZE TRUST